Purpose
and Use of Inquiry Form
Use of this form is for anyone
who is associated with a federally insured financial
institution (e.g., a bank director, officer,
employee, trainee, agent, etc.) who has a question
or problem regarding the proper interpretation
and application of any federal law or regulation
that is administered by any of the five Federal
bank regulatory agencies (i.e., FDIC, FED, OCC,
OTS, and NCUA) that examines and supervises
the institution for compliance with the federal
law or regulation in question.
(NOTE:
The Firm cannot respond to complaints against
banks or private disputes involving banking
transactions. See Special
Disclaimer and Practice Limitation)
Inquiries may also pertain
to any aspect of the conduct of any type of
regulatory examination conducted by the Federal
banking agencies, as well as any question or
concern regarding the regulatory enforcement
policies and procedures that have been promulgated
by any of the Federal banking agencies to augment
their examination and supervisory responsibilities.
Bank counsel and any licensed
attorney dealing with a Federal bank law regulatory
issue is specifically invited to make an inquiry
regarding that question. [The Firm does not
bill for any time answering an initial inquiry.]
Nature
of Inquiry
Please describe the nature of
the problem or question, including a brief summary
of the circumstances under which it arose. If
possible, please also identify any law or regulation
that you believe may be (or have been told is)
applicable to the situation. Further, it is
often helpful to know when the problem or question
first arose, and the nature of any actions taken
to resolve the matter since that time.
All inquiries (whether made
in writing by letter or email, or verbally by
telephone) are treated and accorded absolute,
strict confidence. See
Privacy Statement.
In lieu of making
a verbal inquiry by telephone, you are
invited to please describe the nature
and circumstances of your inquiry in the
text box provided below, and to submit
it for our attention after completing
the required fields of personal information
so that we can furnish an appropriate
reply. |
In order for the
Firm to furnish an appropriate response
to your inquiry, please provide the following
information.
|
|
